By Maya Lester KC & Michael O’Kane

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By Maya Lester KC & Michael O’Kane

US $1.1m settlement agreement with TradeStation Securities for providing brokerage services in sanctioned jurisdictions

18 March 2026

US $1.1m settlement agreement with TradeStation Securities for providing brokerage services in sanctioned jurisdictionsAzlan Stock/Shutterstock.com

The US Office of Foreign Assets Control (OFAC) has concluded a settlement agreement with TradeStation Securities Inc, which has agreed to pay $1.1 million to settle its liability for 481 apparent breaches of US...

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Regimes / Regions

Sanctioning States

Tags

  • Enforcement
Maya Lester KC
By Maya Lester KC

Maya Lester KC is a senior barrister (King’s Counsel) at Brick Court Chambers with a wide-ranging practice in public law, European law, competition law, international law, human rights & civil liberties. She has a particular expertise in sanctions. She is the…

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